Compliance Policies, Manuals, Documents, and Resources Note:  If you get a user id and password dialog box when trying to open any of the below items, just click on the Cancel button. Management Responsibilities Handbook Institutional Compliance Manual (.doc) - Defines the requirements of U. T. Tyler's Compliance Program.  Conflict of Interest Policy Subchapter C, Chapter 572 Govt Code Political Activities/Standards of Conduct (.doc) - Texas Government Code regarding state agencies and state employees. Standards of Conduct Guide (.pdf)  - Provides employees of  U. T. Tyler with information about and source references for the laws, policies, rules, and regulations that govern their conduct. (This file requires Acrobat Reader. To download Acrobat Reader, select the logo below.) U. T. System Action Plan to Ensure Institutional Compliance (.doc) - Specifies the ongoing elements of an effective compliance program to ensure U. T. System compliance with applicable laws, regulations, policies, and procedures and minimize the risk of significant compliance failures. Quarterly Reports to U. T. System Control Self-Assessment Template (.doc)    Note:  This is currently in an electronic database. This is only an example of what the form looks like. ERM Risk Assessment template (.xls) Security Program (Gramm-Leach Bliley) (.pdf) EH&S Procedure for Mandatory Training UT Tyler's Records Retention Schedule Records Storage and Disposal Policy Open Records Act Information Texas Ethics Commission Notice to all Employees:  The Ethics Commission's website includes a number of publications that provide important information for state employees regarding ethics and conduct.  It is important that each state employee review this information annually so that they can stay abreast of and stay in compliance with state ethics laws. The applicable information for state ethics laws can be found on the Ethics Commission's website at http://www.ethics.state.tx.us in the section labeled "State Officers and Employees" under the subsection "Publications and Guides"