Institutional Executive Compliance Committee

The U. T. Tyler Institutional Executive Compliance Committee consists of the President, the Vice President for Academic Affairs, and the Vice President for Business Affairs. The Institutional Executive Compliance Committee (IECC) meets quarterly. The IECC provides executive level decision making for the institution's compliance program, establishes clear lines of program authority, approves standards and procedures for the compliance program, allocates resources for compliance activities and infrastructure, approves and monitors the annual operating plan, and reviews disciplinary actions for significant instances of non-compliance. The Compliance Working Group reports to the IECC.

The Compliance Working Group is made up of the A-list high risk area responsible parties and is charged to:

• Develop a risk-based plan to manage institutional compliance.
• Monitor the implementation of U. T. Tyler's risk management plan for all high-risk compliance issues.
• Monitor U. T. Tyler's compliance with the U. T. System Action Plan to Ensure Institutional Compliance.
• Communicate instances of non-compliance to the Institutional Compliance Officer.
• Follow-up on compliance findings to ensure that appropriate corrective action has been taken.
• Continuously assess the effectiveness of institutional compliance activities including the effectiveness of the group, itself.

The Compliance Working Group currently meets the last Friday of every month in ADM 301 from 9:00 AM to 10:00 AM. 

For a list of the Compliance Working Group members click here.