UT Tyler

Office of Compliance

UT Tyler Compliance Committees/Councils

Institutional Executive Compliance Committee (IECC)

The UT Tyler Institutional Executive Compliance Committee consists of the president, the provost/vice president for academic affairs, and the vice president for operations, and is chaired by the vice president for budget and finance. The IECC meets three times a year immediately after the Institutional Audit Committee meetings.

The IECC provides executive level decision making for the institution's compliance program, establishes clear lines of program authority, approves standards and procedures for the compliance program, allocates resources for compliance activities and infrastructure, approves and monitors the annual operating plan, and reviews disciplinary actions for significant instances of non-compliance.

Institutional Compliance Advisory Council (ICAC)

The UT Tyler Institutional Compliance Advisory Council reports to the IECC and is comprised of the A-list compliance leaders who are responsible for significant subject-specific compliance areas. This council also includes other key personnel for the university. The ICAC is charged to:

  • Develop a risk-based plan to manage institutional compliance.
  • Monitor the implementation of UT Tyler's risk management plan for all high-risk compliance issues.
  • Monitor UT Tyler's compliance with the UT System Action Plan to Ensure Institutional Compliance.
  • Communicate instances of non-compliance to the chief compliance officer.
  • Follow-up on compliance findings and gaps to ensure that appropriate corrective action has been taken.
  • Continuously assess the effectiveness of institutional compliance activities including the effectiveness of the group itself.

Below is a link to the pdf that lists the current members of both these committees:

Institutional Executive Compliance Committee and Institutional Compliance Advisory Council list is in the process of being updated

 

 

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